Harvard Corporate Governance

DECEMBER 9, 2022

Crawshaw, William G. Posted by James Anderson, Anne Choe, Rita Molesworth, Willkie Farr & Gallagher LLP, on Sunday, December 4, 2022. Enforcement Authorities Urge Integration of Corporate Compliance Programs in 2023. SEC Adopts Amendments to Modernize Fund Shareholder Reports and Disclosures. Posted by Whitney A.

Compliance 229

Compliance Marketability 229

Reynolds Holding

MAY 9, 2023

2] These disclosure rules, even after Rule 14a-19’s adoption, fail to address the fundamental difference between a stockholder nominating a director to the board, and a corporation nominating a director to the board. 44] And when one agent (the activist) negotiates with another agent (management), neither is offering to pick up the check.

Dividends 45

Dividends Finance Equity Marketability 45

Reynolds Holding

MARCH 28, 2022

16] Though the Department of Labor technically does not have jurisdiction over these plans, it strongly influences their investment rules – perhaps excessively so – because most states follow the department’s pronouncements on such matters. [17] Webber, The Use and Abuse of Labor’s Capital , 89 N.Y.U. 16] See e.g., David H.

Equity 105

Equity Private Equity Firm Finance Marketability 105