Enforcement Chief Speaks on the “Why” of SEC’s Work
Reynolds Holding
APRIL 3, 2024
6] Nevertheless, over the past decade, we have confronted significant non-compliance and many, many creative attempts by market participants to avoid our jurisdiction, with some claiming that we are making it up as we go or regulating by enforcement, and others arguing that we are recklessly exceeding our authorities. 3] See SEC v.
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