SEC Commissioner Speaks on Offerings Exempted from Registration
Reynolds Holding
JANUARY 22, 2024
Alan’s legacy and work at the Commission staff still resonates on the securities industry and market participants today. During his tenure, the Commission adopted a very significant and impactful regulation — rule 146 under the Securities Act of 1933 (the “Securities Act”). [1] 1] If rule 146 does not ring a bell, do not worry.
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