Internal Audit 360

APRIL 13, 2023

I n March, the Institute of Internal Auditors released a draft version of an overhaul of its professional practice standards and framework that intend to guide the behavior and actions of internal auditors as they carry out their work. What the IIA has labelled an “evolution” is arguably an even more aggressive change than that.

Start-ups 110

Start-ups 110

Reynolds Holding

OCTOBER 3, 2023

In July and August 2023, the SEC filed 84 actions and the CFTC filed 16, against a combined total of 176 defendants and respondents. July 5, 2023, settled) In the Matter of Dwight H. July 5, 2023, settled) In the Matter of Andrew B. July 5, 2023, settled) In the Matter of Reed L. July 3, 2023, settled) SEC v.

Banking 52

Banking Compliance Marketability Finance 52

Reynolds Holding

MAY 16, 2023

The SEC’s complaint pointed to statements made by Vale in its 20-F and 6-K filings, as well as in its sustainability reports and more broadly. Those reports, which were referenced in the company’s SEC filings (but not themselves filed with the SEC), described safety audits that the SEC alleged had been fraudulently obtained.

Start-ups 45

Start-ups Compliance Finance Marketability 45

Reynolds Holding

NOVEMBER 29, 2023

On November 14, 2023, the U.S. Securities and Exchange Commission’s (“SEC” or “Commission”) Division of Enforcement (“Division”) announced its enforcement results for fiscal year (“FY”) 2023. [1] Overall, the total number of actions also increased slightly to 784.

Banking 49

Banking Compliance Marketability Start-ups 49

Reynolds Holding

FEBRUARY 19, 2024

Artificial intelligence (AI) [1] was the biggest technology news of 2023. AI continues to revolutionize business in big and small ways, ranging from disrupting entire business models to making basic support functions more efficient. Observers have rightly focused on the plentiful value-creation opportunities this new technology affords.

Technology 45

Technology Banking Finance Treasury 45