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SEC Chair Gensler Speaks on Emerging Trends in Asset Management

Reynolds Holding

Despite the investor protections recently enacted under the ’33 and ’34 Acts, there still were specific risks to investors who were dealing with investment advisers and investment companies. [3] 10, 2019), available at [link] See U.S. 12, 2019), available at [link]. 2008), available at [link]. [24] See also U.S.

Banking 40
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Gibson Dunn Offers 2022 Year-End Securities Litigation Update

Reynolds Holding

We continue to monitor the emergence of a potential circuit split regarding whether the Supreme Court’s 2019 decision in Lorenzo allows scheme liability under Rule 10b-5(a) and (c) without alleging dissemination and based solely on the same conduct as Rule 10b-5(b) misrepresentation claims.