Law 360 M&A

JULY 21, 2022

million global settlement with the company's auditor, Crowe UK LLP, over claims it deceived investors and enabled Akazoo's alleged fraud. A proposed class of investors in digital music streaming service Akazoo has said it reached an $11.5

69

69

Reynolds Holding

NOVEMBER 14, 2023

The stand-alone enforcement actions spanned the securities industry, from billion-dollar frauds to emerging investor threats involving crypto asset securities and cybersecurity, and charged violations by diverse market participants, from public companies and investment firms to gatekeepers and social media influencers.

Marketability 45

Marketability Finance Private Equity Firm Compliance 45

Reynolds Holding

OCTOBER 3, 2023

The actions include public company disclosure and crypto matters, among others. Actions initiated by the SEC and CFTC in July and August 2023 Number of actions, by matter type Public company disclosures Molecular diagnostic company settles misrepresentation claims related to COVID-19 testing products In the Matter of Co-Diagnostics (A.P.

Banking 52

Banking Compliance Marketability Finance 52

Reynolds Holding

NOVEMBER 29, 2023

The Division maintained its focus on individual accountability for company officers and directors, as well as for gatekeepers, such as auditors and lawyers. 17] Another initiative involved actions against ten microcap companies concerning Regulation A compliance. The press release highlighted an action against Blackbaud Inc.

Banking 49

Banking Compliance Marketability Start-ups 49