Audit Board

APRIL 5, 2023

The Sarbanes-Oxley Act (SOX) has been around for 20 years, but many companies still operate their financial reporting controls like they did when first implementing the program. Milestone 1: Documentation Requirements Typically, a SOX team will maintain specific documentation for each process/application that is in scope for SOX.

Compliance 52

Compliance Technology 52

Audit Board

JULY 27, 2022

This article and downloadable PDF will provide advice and a checklist the CAE can use as a participant in audit committee meetings to make sure they focus on areas of risk and governance involving internal audit that matter to the organization. Four Ways CAEs Can Promote a Risk-Based Audit Committee Meeting.

Compliance 89

Compliance Technology 89

Audit Board

JUNE 8, 2023

There can be different kinds of compliance audits being performed at any given point in time, and at first glance the world of compliance is full of opacity and acronyms. Compliance audits are formal evaluations or assessments of an organization’s adherence to frameworks and/or regulatory requirements. What Is a Compliance Audit?

Compliance 52

Compliance Start-ups Technology Accounting Firms 52

Audit Board

AUGUST 31, 2023

With the rise of each new question or headline about environmental, social, and governance (ESG) risks and regulatory requirements, your organization expects you to have answers. Applicability Which ESG regulations apply to your organization? We’re here to help. A US-based company registered with the U.S.

Compliance 52

Compliance Start-ups Technology Banking 52