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ISS Discusses Largest Securities-Related Class Action Settlements of 2023

Reynolds Holding

JANUARY 23, 2024

Wells Fargo Investors’ $1 billion settlement against Wells Fargo comes in the wake of years of scandal and resolves allegations that the bank concealed its inability to clean up its act. in August 2019, wiping out about $36 billion in market capitalization. securities class action settlements follows: 1.) billion in 2015.

Banking 59
Banking Private Equity Firm Alpha Compliance 59
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SEC Announces Enforcement Results for FY 2022

Reynolds Holding

NOVEMBER 15, 2022

In the SEC’s action charging Barclays PLC and Barclays Bank PLC with an illegal over-issuance of securities, the SEC imposed a $200 million penalty. Paul, Eagle Bancorp’s former CEO , whom the SEC charged with negligently making false and misleading statements about related party loans extended by the bank to Paul’s family trusts.

Compliance 45
Compliance Marketability Technology Alpha 45
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