Audit Board

SEPTEMBER 15, 2022

Your organization’s SOX operating model is the core of your SOX program. Accordingly, your choice of operating model has a massive impact on your ability to plan and execute an efficient, effective, high-quality SOX program. Understand the Four SOX Operating Models.

Compliance 52

Compliance Technology 52

Audit Board

SEPTEMBER 7, 2023

Who owns environmental, social, and governance (ESG) in your organization? Many have responded by creating an ESG Program Manager and/or ESG Controller role, raising a compelling question: Is ESG creating a new “second line of defense” function, adding a fresh layer to the Institute of Internal Auditors’ (IIA’s) Three Lines Model ?

Compliance 52

Compliance Start-ups Specific Risk Marketability 52

Audit Board

AUGUST 8, 2023

Other outgrowths of risk management include operational risk management (ORM), IT risk management (ITRM), project risk management (PRM), and supply chain risk management (SCRM), which can all be consolidated into an enterprise risk management program. The practice of risk management has a long history, with origins dating back to the 1920s.

Compliance 52

Compliance Start-ups Technology Marketability 52

Audit Board

OCTOBER 3, 2022

Choosing a SOX program operating model for your business is not a decision you’ll make only once. That’s why, over time, most businesses will employ a range of SOX operating models. Five Top SOX Readiness Questions. There is no one-size-fits-all SOX operating model.

Compliance 52

Compliance Start-ups Technology Marketability 52

Audit Board

AUGUST 17, 2023

Considerations When Planning Your Audit At the beginning of the implementation, there were several key decisions we had to make to set the stage for our involvement. With constant improvements and technological advances, organizations regularly add new applications, consolidate functions, and move systems to the cloud.

Start-ups 52

Start-ups Technology Compliance 52

Internal Audit 360

DECEMBER 21, 2022

It is your first week at the social media heavyweight. You are walking through the company’s San Francisco headquarters on your way to an orientation group for new hires that you are supposed to join that morning. As you try to find your way, you hop in an elevator, hoping it will put you on the right path to the meeting.

Start-ups 52

Start-ups Compliance Specific Risk 52