Statement by Chair Gensler on Private Fund Advisers
Harvard Corporate Governance
AUGUST 24, 2023
Congress also gave the Commission specific new authorities under the Investment Advisers Act of 1940 to prohibit or restrict advisers’ sales practices, conflicts, and compensation schemes. [1] In the Dodd-Frank Act of 2010, Congress effectively required most private fund advisers to register with the Securities and Exchange Commission.
189 
Let's personalize your content