Reynolds Holding

OCTOBER 24, 2023

It undermines the investor confidence needed for the fair, efficient, and orderly operation of our markets and for capital formation. This hurts all those companies, professionals, and other market participants who are playing by the rules and doing the right thing. And if they do, then take the steps necessary to effect compliance.

Compliance 40

Compliance Accounting Firms Start-ups Marketability 40

Audit Board

JANUARY 4, 2023

LOS ANGELES, CA — January 4, 2023 — AuditBoard , the leading cloud-based platform transforming audit, risk, and compliance management, today announced that it once again received Leader distinction in both the Audit Management and GRC Winter 2023 Grid Reports from G2.com

Compliance 52

Compliance Marketability Technology 52

Audit Board

SEPTEMBER 29, 2023

In addition, escalating IT compliance risk — exemplified by the recent passage of the SEC’s new cybersecurity disclosure rules in the U.S. This highlights the major opportunity for insurance companies to invest in strong IT risk and compliance programs as a competitive advantage. To get the PDF version, download here.

Compliance 52

Compliance Technology Finance Marketability 52

Reynolds Holding

OCTOBER 31, 2023

In a speech on October 24, 2023, the director of the Securities and Exchange Commission’s (SEC’s) Enforcement Division, Gurbir Grewal, described the scenarios in which the commission would bring an enforcement action against a compliance officer. Entirely fails to carry out their compliance responsibilities.

Compliance 40

Compliance Accounting Firms Marketability 40

N Contracts

AUGUST 25, 2022

Ncontracts Names Shawn McKee as Chief Marketing Officer. L eader in compliance and regtech expands leadership team with seasoned marketing executive.

Marketability 119

Marketability Compliance 119

Audit Board

SEPTEMBER 12, 2023

MENLO PARK, CA - September 12, 2023 – The fourteenth annual Sarbanes-Oxley (SOX) Compliance Survey , conducted by global consulting firm Protiviti, finds that 74% of organizations are seeking opportunities to further enable automation, while 58% reported an increase in hours spent on SOX compliance in the last year.

Compliance 52

Compliance Technology Finance Marketability 52

ThomsonReuters

MARCH 28, 2023

Compliance may not be the most glamorous task facing indirect tax (IDT) teams, but the rapid pace of change in global regulations and reporting requirements is turning the humble compliance function into a rapid-fire gauntlet of continuous challenges. In the next two years, more than a dozen countries (e.g.,

Compliance 59

Compliance Technology Marketability 59

Reynolds Holding

OCTOBER 18, 2023

The order provides a roadmap of areas for compliance that the SEC may scrutinize in future ESG investigations. Findings Against DIMA In the order, the SEC found that DIMA marketed itself to current and prospective fund clients and investors as a leader in ESG. Firms must ensure adequate controls around public statements.

Compliance 40

Compliance Banking Marketability Equity 40

Benzinga

JUNE 27, 2022

Pune, India, June 27, 2022 (GLOBE NEWSWIRE) -- The global Enterprise Governance, Risk, and Compliance Market size is projected to reach USD 75.24 The market size stood at USD 27.01 Mobile Payment Market Size in 2020. Market Driver. billion by 2028, exhibiting a CAGR of 14.0% during the forecast period [2021-2028].

Compliance 40

Compliance Marketability Technology 40

Harvard Corporate Governance

JANUARY 23, 2024

Prior scholarly research exclusively investigated a proposed mechanism related to capital ratio compliance concerns, but evidence that this mechanism played major role has proven elusive. The underlying economic mechanism behind liquidity feedback trading, however, is still poorly understood.

Banking 126

Banking Marketability Finance Compliance 126

ThomsonReuters

NOVEMBER 16, 2023

In the second installment of our three-part series on e-invoicing, we will explore how e-invoicing and continuous transaction control (CTC) regulations impact tax compliance, and examine some of the challenges and considerations that corporate tax teams may encounter.

Compliance 59

Compliance Technology Finance Marketability 59

Harvard Corporate Governance

SEPTEMBER 29, 2022

As a result, this problem could represent social cost in that one of corporate law’s key mechanisms for addressing business deficiencies—the market for corporate control—might fail when the deficiency in question is a culture of lawbreaking.

Marketability 219

Marketability Compliance 219

Audit Board

JUNE 3, 2022

Customer reviews rank AuditBoard’s modern connected audit, risk and compliance platform as a top performer. Most recently, this May, AuditBoard introduced advanced automation capabilities for its award-winning CrossComply solution, combining automation with scalability to accelerate security compliance programs.

Compliance 52

Compliance Marketability 52

Harvard Corporate Governance

NOVEMBER 6, 2022

Posted by Jeremy Barr, Valerie Ford Jacob, and Pamela Marcogliese, Freshfields Bruckhaus Deringer LLP, on Sunday, November 6, 2022 Editor's Note: Jeremy Barr is Counsel, Valerie Ford Jacob is Global Co-head of Capital Markets & Partner, and Pamela Marcogliese is a Partner at Freshfields Bruckhaus Deringer LLP. closing bid).

Compliance 319

Compliance Marketability 319

Benzinga

APRIL 11, 2023

These acquisitions mark the next step in Mitratech's emergence as a leader in HR compliance and talent strategy, augmenting the company's existing portfolio of award-winning I-9 compliance, background screening, employee onboarding, and policy management solutions. Full story available on Benzinga.com

Compliance 40

Compliance Technology Equity Marketability 40

ThomsonReuters

DECEMBER 1, 2021

Corporate indirect tax professionals have been told for years that they can garner more influence and respect within their organizations by transitioning the indirect tax function from a purely compliance-oriented activity to a strategic advisory role. Crafting market entry and pricing strategies. Providing supply-chain transparency.

Compliance 52

Compliance Start-ups Technology Data Analysis 52

Harvard Corporate Governance

APRIL 18, 2023

Companies may face difficulty accessing cash deposits, bank facilities or the capital markets or limitations on money market transactions or commercial paper facilities. Companies must also be diligent in ensuring their continued compliance with federal securities laws. more…)

Banking 222

Banking Compliance Marketability 222

Harvard Corporate Governance

MAY 8, 2023

State Street Global Advisors’ Proxy Voting and Engagement Guidelines for North America (United States [“US”] and Canada) address our market-specific approaches to topics including directors and boards, accounting and audit related issues, capital structure, reorganization and mergers, compensation, and other governance-related issues.

Capital Structure 241

Capital Structure Compliance Marketability 241

Harvard Corporate Governance

OCTOBER 1, 2022

Empowering Corporate Compliance Functions in a Post-Pandemic Environment. The Market for Corporate Criminals. Clawback Policies: Evolving Market Norms and SEC Rules. Tags: ESG , Market conditions , Rule 10b-5 , SEC. Posted by Jennifer Arlen (New York University School of Law), and Lewis A. Frey, and Katherine A.

Compliance 214

Compliance Marketability 214

Benzinga

AUGUST 18, 2022

. "From early regulatory strategy discussions to master planning and validation as programs scale for commercialization, we will be able to help clients at every stage of their journey on through to continued compliance, training, and auditing." " In the coming months, Meridian will transition to the Pace ® brand.

Compliance 52

Compliance Marketability Technology 52

Harvard Corporate Governance

NOVEMBER 8, 2023

In announcing these changes, SEC Chairman Gary Gensler stated that the old reporting requirements did not reflect the current pace of information in the modern capital markets, and the changes to the Schedule 13D and 13G reporting rules would “reduce information asymmetries.” more…)

Compliance 208

Compliance Equity Marketability 208

Benzinga

JULY 12, 2022

HOUSTON, July 12, 2022 (GLOBE NEWSWIRE) -- Sharps Compliance Corp. Upon the completion of the transaction, Sharps will become a privately held company and shares of Sharps common stock will no longer be listed on any public market. About Sharps Compliance Corp. Raymond James & Associates, Inc.

Compliance 40

Compliance Private Equity Firm Equity Marketability 40

Benzinga

NOVEMBER 6, 2023

NASDAQ Global Select Market: CWCO), a leading developer and operator of advanced water supply and treatment plants, announced that its wholly-owned subsidiary, PERC Water Corporation (PERC), has acquired a 100% ownership interest in Ramey Environmental Compliance (REC) for a total consideration of $4.2 and DENVER, Nov.

Compliance 40

Compliance Marketability 40

IVSC

JANUARY 24, 2024

Valuation Models New guidance on model selection and the necessity of professional judgement for IVS compliance. Valuations continually involve and as a result IVS needs to be continually updated to market needs. Perspective papers; which can be used to engage market on potential future potential topics/revisions to IVS (i.e.

Intangible Assets 279

Intangible Assets Compliance Marketability Banking 279

Sun Acquisitions

JANUARY 26, 2024

Managed Service Providers (MSPs) face an increasingly competitive market in the rapidly evolving information technology landscape. This can be accomplished through mergers and acquisitions (M&A) allowing you to enhance capabilities, expand service offerings, and increase market presence.

Marketability 52

Marketability Technology Compliance 52

Private Funds CFO

FEBRUARY 14, 2022

A lot of smaller and mid-market funds have no idea what’s about to happen – and even when it happens, they still may not have any idea,' expert worries.

Compliance 52

Compliance Marketability 52

Harvard Corporate Governance

DECEMBER 3, 2023

Opportunities remain to better align external risk reporting with internal risk management and reporting processes, improve the readability and categorization of risks, and make disclosures less generic.

Enterprise Value 331

Enterprise Value Market Risk Technology Compliance 331

Reynolds Holding

OCTOBER 1, 2023

On September 27, 2023, the staff of the Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued 10 new Compliance & Disclosure Interpretations (C&DIs) relating to the pay-versus-performance (PVP) disclosure rules adopted last year. 16 Question: Market conditions under U.S.

Compliance 40

Compliance Equity Marketability Corporate Finance 40

Harvard Corporate Governance

NOVEMBER 17, 2022

The aforementioned pronounced and persistent market reactions to Dark Waters ’ release, however, provide an instructive example that the true cost of corporate scandals documented in previous studies is likely to be understated. more…).

Marketability 190

Marketability Compliance 190

ThomsonReuters

OCTOBER 29, 2020

Self-Compliance Tool for the Mental Health Parity and Addiction Equity Act (MHPAEA); Final 2020 MHPAEA Self-Compliance Tool Preface. Self-Compliance Tool. The DOL has finalized the biennial update of its self-compliance tool designed to help employers comply with the Mental Health Parity and Addiction Equity Act (MHPAEA).

Compliance 40

Compliance Equity Marketability 40

Harvard Corporate Governance

APRIL 18, 2024

Finding violations of the Investment Advisers Act rules governing marketing and compliance policies and procedures (Sections 206(2) and 206(4) and Rules 206(4)-1 and 206(4)-7 thereunder), the settled orders imposed civil penalties against Delphia and Global Predictions of $225,000 and $175,000, respectively.

Compliance 118

Compliance Marketability 118

Harvard Corporate Governance

APRIL 14, 2023

Walters, McDermott Will & Emery LLP, on Monday, April 10, 2023 Tags: compliance , Debt-like compensation , Disclosure , DOJ , process review , Sanctions U.S. on Wednesday, April 12, 2023 Tags: Disclosure , E&S , E&S Metrics , ESG , S&P 500 , STI Program The Oscillating Domains of Public and Private Markets Posted by Alperen A.

Corporate Finance 222

Corporate Finance Compliance Finance Marketability 222

Benzinga

MARCH 25, 2024

Chicago, March 25, 2024 (GLOBE NEWSWIRE) -- The Open Banking Solutions Market size is expected to grow from USD 5.5 Chicago, March 25, 2024 (GLOBE NEWSWIRE) -- The Open Banking Solutions Market size is expected to grow from USD 5.5 billion in 2023 to USD 11.7 billion in 2023 to USD 11.7 billion in 2023 to USD 11.7

Banking 40

Banking Marketability Compliance Technology 40

Harvard Corporate Governance

OCTOBER 19, 2022

Posted by Carine Smith Ihenacho, Wilhelm Mohn, and Alexis Wegerich, Norges Bank , on Wednesday, October 19, 2022 Editor's Note: Carine Smith Ihenacho is Chief Governance and Compliance Officer, Wilhelm Mohn is Global Head of Corporate Governance, and Alexis Wegerich is Head of ESG Analytics at Norges Bank Investment Management.

Banking 245

Banking Compliance Marketability Technology 245

Audit Board

MARCH 24, 2022

Leading audit, risk, and compliance platform continues rapid growth with new operations in the UK and Europe. We’re excited to extend our mission of elevating internal audit and risk professionals with innovative, transformative technology to the European market,” explained Scott Arnold, President and CEO of AuditBoard.

Compliance 52

Compliance Marketability Technology 52

Benzinga

FEBRUARY 21, 2023

21, 2023 (GLOBE NEWSWIRE) -- The data diode solution market size is predicted to reach USD 988.7 Fortune Business Insights has presented this information in its report titled, "Data Diode Solution Market Forecast, 2023-2029". The market stood USD 392.1 Million Base Year 2021 Data Diode Solution Market Size in 2021 USD 392.1

Marketability 52

Marketability Compliance Technology 52

Benzinga

NOVEMBER 10, 2022

10, 2022 (GLOBE NEWSWIRE) -- OTC Markets Group Inc. OTCQX: OTCM ), operator of regulated markets for 12,000 U.S. NEW YORK, Nov. We are excited to serve EDGAR. Full story available on Benzinga.com.

Marketability 40

Marketability Compliance 40