ThomsonReuters

APRIL 22, 2021

New Fiduciary Advice Exemption: PTE 2020-02: Improving Investment Advice for Workers & Retirees: Frequently Asked Questions (Apr. 2021); Choosing the Right Person to Give You Investment Advice: Information for Investors in Retirement Plans and Individual Retirement Accounts (Apr. Investor Guidance. Compliance.

Compliance 52

Compliance 52

Appraisers Blog

MARCH 29, 2024

I dont typically comment on members cases, but bringing this into the public eye was his decision. WE are not attorneys and do not offer legal advice. He has or has had an E&O attorney representing and advising him. AGA cannot get between a Member, and their attorney. We did not do so in this instance.

Appraisal 68

Appraisal Compliance 68

Accountancy Today

APRIL 18, 2023

Commenting on the figures, Christina Fitzgerald, president of R3, the insolvency and restructuring trade body, and a partner at Edwin Coe LLP, said: “The rise in corporate insolvencies – to the highest levels for more than three years – has been driven by increasing numbers of Creditors’ Voluntary Liquidations, which are also at a three-year high.

Start-ups 52

Start-ups Finance Corporate Finance 52

ThomsonReuters

OCTOBER 28, 2021

2021-02: Temporary Enforcement Policy on Prohibited Transaction Rules Applicable to Investment Advice Fiduciaries (Oct. The DOL has announced a short extension of its temporary nonenforcement policy for investment advice fiduciaries. Field Assistance Bulletin No. Available at [link]. 2 (“Who Is a ‘Fiduciary’ With Respect to an HSA?”).

Compliance 52

Compliance 52

Benchmark Report

MARCH 17, 2023

On working with Benchmark International, Founder of PCN Jordan Lawrence, commented: “I recently had the pleasure of working with Benchmark International and their fantastic team, specifically Alex Forshaw. Their expertise and advice were invaluable in helping me to successfully sell my company, PCN.

Technology 52

Technology 52

Appraisers Blog

AUGUST 21, 2023

I’ll remain convinced the waiver and pdc programs are primarily to isolate borrowers so no qualified persons can give them good advice or an alternative way of thinking about loans. Down side is my previous comment above this, instability and default is wildly profitable.

Start-ups 78

Start-ups Appraisal Finance Equity 78

Internal Audit 360

APRIL 25, 2024

Feedback and Collaboration, But not Approval For example, if we seek their approval for our audit plan (as indicated in the sample charter recently published by the Institute of Internal Auditors and supported by prominent members of our profession – see this LinkedIn post and comments ), we are saying that they can say “no.”

Banking 52

Banking 52

IVSC

MAY 2, 2023

Panelists will comment on the results and what this means from a valuation perspective. In this webinar, we will explore the distinct valuation challenges that these entities encounter and examine the vital role of valuation advice in guiding their investment decisions. Eleven industries within the World set will also be analysed.

Banking 246

Banking Marketability 246

ThomsonReuters

JANUARY 28, 2021

You should expect SEC Staff to use the guidance as a roadmap for determining whether to issue comments when reviewing your filings. With proxy voting advice now qualifying as a solicitation, proxy advisors would be required to comply with burdensome SEC reporting and disclosure requirements without an exemption.

Corporate Finance 72

Corporate Finance Accounting Firms Finance Marketability 72

Benzinga

MARCH 23, 2023

Jason Latkowcer, Chief Executive Officer, comments, "Clarus does exceptional work and is well respected in the finance industry.

Marketability 40

Marketability Finance 40

ThomsonReuters

JUNE 30, 2022

According to NSG, the specific violations identified in the updated report vary slightly from those identified in the July 2021 report, but the transaction types experiencing the most violations remained constant: health care claim payment/advice, health plan eligibility response, and health care claim status response.

Compliance 52

Compliance 52

ThomsonReuters

MARCH 31, 2022

22, 2022); CMS GL-2022-04: Guidance on Health Plans’ Payment of Health Care Claims Using Virtual Credit Cards (VCCs) and Adopted HIPAA standards for Health Care Electronic Funds Transfers (EFT) and Remittance Advice (ERA) Transactions; 45 Code of Federal Regulations (C.F.R.) §§ 162.1601 and 162.1602(d) (Mar. GL-2022-03. GL-2022-04.

Compliance 52

Compliance 52

Reynolds Holding

AUGUST 1, 2023

Two PCAOB Board Members with accounting and/or audit backgrounds—Duane DesParte and Christina Ho—have raised concerns about the proposed amendments which have been echoed in comment letters submitted to the PCAOB. The comment window for the PCAOB’s proposal closes on August 7, 2023.

Compliance 40

Compliance 40

Internal Audit 360

MAY 25, 2023

Others can add their favorites in the comments. My advice to anybody wanting to audit risk management is to use the maturity model in the book. Please leave your views and ideas on auditing risk management in the comments section below. There are several good books on the topic. (Of It is extensive.

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105

Internal Audit 360

NOVEMBER 22, 2023

GUEST BLOG POST A s internal auditors, we provide assurance, advice, and insight on the system of internal controls over the more significant risks to enterprise objectives. Are we (and risk practitioners) failing to provide valuable assurance, advice, and insight on what may be even more important to successfully achieving objectives?

Technology 52

Technology 52

Internal Audit 360

OCTOBER 12, 2023

That means that the audit plan is designed to provide assurance, advice, and insight on the more significant sources of risk to the organization and the achievement of its objectives. The known problem was that the attorneys were spending too much time on the reviews, which limited their ability to provide legal advice to management.

52

52

Reynolds Holding

APRIL 3, 2024

1] This guidance is not promulgated through notice-and-comment rulemaking, but appears in staff statements and speeches, phone calls, some types of no-action letters, and the like. 12] Had the Commission sought robust comment on the fee before adopting it, we would have learned that it is unworkable for many funds.

Start-ups 45

Start-ups Banking Marketability Compliance 45

Reynolds Holding

DECEMBER 6, 2023

A fair reading of the entirety of Dodd-Frank 913 leaves no doubt that it addressed standards of care for BDs and IAs “for providing personalized investment advice and recommendations about securities to retail customers,” with an emphasis on disclosure and specifically disclosure of material conflicts of interest.

Technology 52

Technology 52

Reynolds Holding

JUNE 23, 2022

24] The Agenda plans to rush to completion proposals in which commenters have identified deep flaws. [25] The Commission recently extended or reopened the comment periods for some proposed rules [27] and afforded longer comment periods for two recent rulemaking proposals. [28] Conclusion.

Treasury 45

Treasury Marketability Compliance Finance 45

Benzinga

APRIL 12, 2023

As part of this process, the company is awaiting SEC comments to the S-3. The company believes it will become a mandatory filer if and when the registration statement on Form S-3 filed last week is declared effective and it would remain a mandatory filer during the year in which such effectiveness was declared.

Fair Market Value 40

Fair Market Value Marketability Dividends 40

ThomsonReuters

JULY 28, 2022

EBIA Comment: Although NSG has an enforcement focus, the FAQs note that NSG is not authorized to reimburse providers for costs they incur due to a health plan’s noncompliance with HIPAA requirements. Available at [link].

Treasury 52

Treasury Compliance 52

Audit Board

MARCH 31, 2022

The challenges — and opportunities — for internal audit will likely come in three phases: Phase One: Input During the Public Comment Period. If your department is not yet seen as a partner, this is an important opportunity to demonstrate that your responsibilities extend to assurance and advice on all of the company’s risks.

Compliance 98

Compliance Technology Marketability 98

ThomsonReuters

JUNE 30, 2022

EBIA Comment: As a result of this ruling, many states’ laws (some of which have already taken effect) will prohibit abortion or impose greater restrictions than were permissible under Roe and Casey. Employers should seek the advice of experienced employee benefits counsel as they consider their options.

Compliance 98

Compliance 98

Internal Audit 360

JULY 20, 2022

Advice for Auditors on Cyber-risk. The GTAG has some good and some not-so-good advice for auditors wishing to provide assurance, advice, and insight on cyber-related business risks. Let’s look and comment first at some excerpts. Forward-looking Assurance, Advice, and Insight.

Compliance 98

Compliance Start-ups Technology 98

Valutico

FEBRUARY 8, 2023

Let us know in the comments. Link to valuation Disclaimer This article is for informational purposes only and does not constitute investment advice. Is Visa materially overvalued or will it continue its recent gains and supercede its all time high in the coming months?

Discounted Cash Flow 52

Discounted Cash Flow EBIT Equity EBITDA 52

Valutico

APRIL 24, 2023

Let us know in the comments. Link to the valuation Disclaimer This article is for informational purposes only and does not constitute investment advice. Could the KHC share price break out of its recent sideways trading pattern to the upside to reflect its intrinsic valuation?

Discounted Cash Flow 52

Discounted Cash Flow EBITDA Net Debt EBIT 52

Valutico

APRIL 24, 2023

Let us know in the comments. Link to the valuation Disclaimer This article is for informational purposes only and does not constitute investment advice. Could the KHC share price break out of its recent sideways trading pattern to the upside to reflect its intrinsic valuation?

Discounted Cash Flow 52

Discounted Cash Flow EBITDA Net Debt EBIT 52

ThomsonReuters

APRIL 22, 2021

The DOL’s Employee Benefits Security Administration (EBSA) has issued guidance identifying “best practices” to mitigate cybersecurity risks in the administration of ERISA-covered plans, along with advice on hiring retirement plan service providers and online security tips for retirement plan participants.

Compliance 92

Compliance 92

ThomsonReuters

JANUARY 13, 2022

This procedure explains the forms of advice that various IRS counsel offices provide and how taxpayers can request that advice. EBIA Comment: The move to electronic filing of Form 5300 submissions is not surprising, given the similar action taken last year for Form 5310.

Compliance 52

Compliance 52

Appraiser Newsroom

MARCH 28, 2023

Community members can step in with their advice and provide the human resource manager with the help they desperately need. Anyone who participates in the community can post their advice or ask questions. Comment and react to posts by others. One of the best things about communities is their lack of hierarchy. Join events.

Start-ups 52

Start-ups Marketability 52

Valutico

MARCH 9, 2023

Let us know in the comments. Link to valuation Disclaimer This article is for informational purposes only and does not constitute investment advice. Will the strong demand for luxury goods continue and therefore continue LMVH’s strong share price performance?

Discounted Cash Flow 52

Discounted Cash Flow Marketability EBIT Market Capitalization 52

Valutico

JANUARY 23, 2023

Let us know in the comments. Link to valuation Disclaimer This article is for informational purposes only and does not constitute investment advice. Which will it be? None of the information contained herein constitutes a solicitation, offer or recommendation to sell or buy any financial instrument.

Discounted Cash Flow 52

Discounted Cash Flow Start-ups Market Capitalization Finance 52

Valutico

MAY 18, 2023

Let us know in the comments. Link to the valuation Disclaimer This article is for informational purposes only and does not constitute investment advice. Could the IBM share price break out of its recent sideways trading pattern to the upside to reflect its intrinsic valuation?

Discounted Cash Flow 52

Discounted Cash Flow EBIT Dividends EBITDA 52

Valutico

MARCH 1, 2023

Let us know in the comments. Link to valuation Disclaimer This article is for informational purposes only and does not constitute investment advice. Will bubbling profits keep the share price rising, or will concerns about the new, less environmentally friendly strategy cause the share price to fall again?

Discounted Cash Flow 52

Discounted Cash Flow Net Debt EBIT Equity 52

ThomsonReuters

JANUARY 14, 2021

This procedure explains the forms of advice that the various IRS counsel offices provide and how taxpayers can request that advice. EBIA Comment: These updates do not include any surprises. Here are highlights for employee benefit plans: Revenue Procedure 2020-1.

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52

Reynolds Holding

JUNE 14, 2023

For ongoing members and new members alike, you perform important work to help share advice and recommendations to the Commission on matters relating to small businesses, including smaller public companies. We benefit when you weigh in, whether through comment letters, meetings with the staff, or otherwise.

Marketability 45

Marketability Banking Technology 45

Valutico

OCTOBER 28, 2022

Let us know in the comments below. This article is for informational purposes only and does not constitute investment advice. Have they adequately accounted for the recent perceived increase in risk in investing in e-commerce in China, or is it an overreaction resulting in an attractive buying opportunity? Link to detailed valuation.

Discounted Cash Flow 52

Discounted Cash Flow EBIT Market Capitalization EBITDA 52