SEC Chair Gensler Speaks on Emerging Trends in Asset Management
Reynolds Holding
MAY 23, 2023
Despite the investor protections recently enacted under the ’33 and ’34 Acts, there still were specific risks to investors who were dealing with investment advisers and investment companies. [3] 21] Per Form ADV data from 2017 through December 2022. [22] 2] They identified, though, a set of failures with the funds of those days.
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