Reynolds Holding

MAY 23, 2023

Despite the investor protections recently enacted under the ’33 and ’34 Acts, there still were specific risks to investors who were dealing with investment advisers and investment companies. [3] 22] We’ve also seen significant developments in financial technology, including robo-advisers and wealth management apps.

Banking 40

Banking Technology Marketability Capital Structure 40

Reynolds Holding

MARCH 27, 2023

For the third consecutive year, federal class-action filings decreased after a steady upward trend in 2017-2019. For the second year in a row, the “Electronic Technology and Technology Services” and “Health Technology and Services” sectors represented over half of all filings (54%). Stockholder Litigation , 29 A.3d

Technology 59

Technology Start-ups Compliance Finance 59

Reynolds Holding

OCTOBER 5, 2022

Notably, at 110, filings in the first half of 2022 barely top 50% of the average semi-annual filing rates seen between 2017 and 2019, though this deficit is largely driven by a substantial decrease in M&A filings. Total Settlement Dollars January 2017 – June 2022 (Dollars in Billions). . The 105 total new “core” cases—i.e.,

Start-ups 72

Start-ups Marketability Equity Compliance 72